Over the years, Luxembourg has established itself as the European center for private and institutional asset management through banking players (private banks and custodian banks) but also through asset managers and management companies that manage, distribute and administer funds. This unique character makes the market an essential consumer of operational resources in charge of providing more financial security, compliance and investor protection.
The original intuition of FINEGAN EXPERTISES is to provide an operational service to respond to the emergency of the regulator to comply with the laws, and then to implement the entire regulatory framework required by the CSSF and the European authorities by providing experienced teams of lawyers, conducting officers, MLROs and also operational support teams capable of assisting an asset management company upon request.
Our legal team supports legal departments in analyzing the impact of European regulations such as GDPR, outsourcing or the evolution of the regulatory framework on the company’s own range of rules and protection.
Composed of former lawyers, the team provides constant and renewed support to the Chief Legal Officers in the interpretation of texts, in making deals with third parties, or the adjustment of the range of rules, policies and procedures.
A dedicated team also provides a recurring Corporate Secretary service directly to the Management Company in the documentation, collection, organization of boards and their timing.
Deployment of RGPD and EBA Guidelines Sourcing in all the bank's contracts.
Corporate Secretary for a portfolio of 40 investment funds.
Our OPERATIONS AND SERVICES team provides trained and seasoned personnel for the production of structured remediation plans, for the replacement of personnel in charge of investor onboarding and investor protection within the framework of the deployment of Market Abuse and Mifid regulations.
The teams have developed strong skills in adapting to the requirements of our clients in order to make the best use of their policies and procedures in carrying out AML-KYC and AML-KYT activities.